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Co-Managing Underwriter (Tier 2)

Active
State & Local

Contract Overview

Solicitation details, issuing organization, response deadlines, documents, and interested companies for this government contract opportunity.

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This subcontract opportunity is for a Tier 2 Co-Managing Underwriter to provide syndicate support for prime contractors on bond issuance projects for the New York State Department of Homes and Community Renewal. The selected provider will be responsible for executing distribution strategies, conducting investor outreach, and managing marketing efforts to ensure the successful execution of bond offerings. To be eligible, firms must maintain registration with the SEC, FINRA, and or MSRB, and must operate a physical office within New York State. Additionally, contractors are required to carry at least 1 million dollars in professional liability insurance. The solicitation was posted on October 14, 2026, with a response deadline of November 12, 2026.

General Info

Tier 2 Co-Managing Underwriter for NYS bond issuance support and distribution services.

Documents

This scope was carved out of 2139892.

The full solicitation package (2 documents), including the RFP, is on the prime solicitation, not on this scope.

View the prime solicitation

Request for Qualifications for Underwriter Services Reissued

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Organization & Contact Information

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AgencyNew York → NYS Department of Homes & Community Renewal
ContactsNo contacts available
OfficeN/A
Office AddressN/A
ContactsNo contact information available

Full Description

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Provides syndicate support for prime contractors on NYS Department of Homes & Community Renewal bond issuance projects. Executes distribution strategies, conducts investor outreach, and assists in marketing efforts to potential investors to support the execution of the bond offering. Requires SEC, FINRA, and/or MSRB registration, a physical office in New York State, and $1M professional liability insurance. Delivers distribution and marketing support.

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Same NAICS industry code

More opportunities from New York → NYS Department of Homes & Community Renewal

Same awarding agency

NAICS: 523150
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SLED
Request for Qualifications for Underwriter Services Reissued
Solicitation # 2139892
The New York State Department of Homes and Community Renewal is soliciting qualified firms to establish Prequalified Panels and a Selling Group Members list for the sale and issuance of bonds for HFA, SONYMA, MBBA, and TSFC. The procurement is structured into three tiers: Tier 1 Senior Managing Underwriters who lead the syndicate and manage the full underwriting process; Tier 2 Co-Managing Underwriters who support marketing and distribution; and Tier 3 Selling Group Members who distribute bonds without assuming underwriting risk. Firms must be registered with the SEC, FINRA, and/or the MSRB and are required to maintain a physical office in New York State. Selection is based on a composite score, with Tier 1 and Tier 2 applicants requiring at least 65 points, derived from a 90-point technical evaluation and a 10-point diversity assessment. The Agencies have established a 30 percent MWBE and 6 percent SDVOB contracting goal. Qualified firms must provide two years of audited financial statements and meet specific insurance requirements, including professional liability coverage of at least 1 million dollars per claim. Proposals must be submitted via email by November 12, 2026, and must adhere to strict formatting guidelines, including a combined 11-page limit for technical narratives. Prequalified firms will be subject to an annual recertification process to maintain their status on the panels.
Investment Banking and Securities Intermediation

POSTED

7 days ago

DEADLINE

in 23 days
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