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Compliance Policy Implementation & Configuration Services

Active

State & Local

Response Deadline11/20/2026, 08:30:00 PM UTC

Contract Overview

Solicitation details, issuing organization, response deadlines, documents, and interested companies for this government contract opportunity.

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This subcontract for Compliance Policy Implementation and Configuration Services involves providing professional services to prime contractors supporting the Kentucky Public Pensions Authority in Frankfort. The primary objective is to translate pension fund ethics and trading policies into technical software rules, which includes analyzing existing policies, configuring restricted and watch lists, and ensuring all systems align with SEC and FINRA standards. The selected provider will be responsible for delivering a fully configured compliance system, detailed policy-to-system mapping, and comprehensive staff training documented through training logs. This engagement falls under NAICS code 541611, with a response deadline set for November 20, 2026.

General Info

Subcontract for implementing compliance software and policy configuration for Kentucky Public Pensions Authority.

Agency

Kentucky → Frankfort, Ky

NAICS

541611 - Administrative Management and General Management Consulting Services

Place of Performance

Frankfort, KY, USA

Set-Aside

NONE

Documents

This scope was carved out of RFI-100-2700000009-1.

The full solicitation package (2 documents), including the RFP, is on the prime solicitation, not on this scope.

View the prime solicitation

RFI-100-2700000009-1 | Personal Trading Vendor - Kentucky Public Pensions Authority

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Timeline

PostedOct 20

subcontract

Response DeadlineNov 20

Submission deadline

Response Deadline

11/20/2026, 08:30:00 PM UTCin 23 days

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Organization & Contact Information

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AgencyKentucky → Frankfort, Ky

ContactsNo contacts available

OfficeN/A

Organization / AgencyKentucky → Frankfort, Ky

Office AddressN/A

ContactsNo contact information available

Full Description

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Performs professional services for prime contractors on Kentucky Public Pensions Authority projects to map ethics and trading policies into technical software rules. Analyzes pension fund ethics policies, configures restricted and watch lists, and conducts staff training. Requires expertise in SEC/FINRA standards. Delivers a configured compliance system, training logs, and policy-to-system mapping.

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