This Government Contract opportunity from Securities And Exchange Commission was posted on July 22, 2014. The submission period has ended. Browse the details below for market research, or find similar active opportunities.

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FINRA Investment Adviser Registration Depository

Awarded

SECHQ1-14-Q-FINRAFederal

Submission Closed07/22/2014, 12:00:00 PM UTC

Contract Overview

Solicitation details, issuing organization, response deadlines, documents, and interested companies for this government contract opportunity.

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NAICS: 523210

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Solicitation # VW0680

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Consultant Contracts Services Unit #820 Department of Santa Clara Valley Water District

POSTED

7 months ago

DEADLINE

N/A

AI Contract Overview

The US Securities and Exchange Commission intends to award a sole source contract to the Financial Industry Regulatory Authority for access to the Investment Adviser Registration Depository. This electronic filing system is essential for the government to meet its statutory obligations regarding the registration of investment advisers, the regulation of those advisers, and the provision of public disclosures. The contract is being pursued without full and open competition because FINRA is identified as the only source capable of satisfying these specific agency requirements. The period of performance spans from July 1, 2014, through June 30, 2019, consisting of one base year and four optional one-year extensions. Classified under NAICS code 523210 for Securities and Commodity Exchanges, the procurement is conducted under the authority of FAR 6.302-1 and Title 10 U.S.C. 2304 (c)(1). While the government allowed for the submission of capability statements or proposals to determine if competition was warranted, the final decision to proceed with a sole source award remained at the discretion of the agency.

General Info

Agency

Securities And Exchange Commission

Contract Value

NAICS

523210 - Securities and Commodity Exchanges

Place of Performance

Set-Aside

NONE

Awardee

Financial Industry Regulatory Authority 9505 Key West Ave ROCKVILLE MD 20850 USA

Award Issued Date

07/22/2014, 12:00:00 AM UTC

Documents

No documents available

Documents will appear here when they are available.

AI Contract Breakdown

Uniform Contract Format

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Timeline

PhaseAwarded

PostedApr 24

special-notice

AwardedJul 22

Contract was awarded

Submission Closed

07/22/2014, 12:00:00 PM UTC

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Organization & Contact Information

AgencySecurities And Exchange Commission

Contacts2 people available

OfficeWASHINGTON, DC, 20549, USA

Organization / AgencySecurities And Exchange Commission

Office AddressWASHINGTON, DC, 20549, USA

Contacts

D'Jaris Gladden

John B Bova

Full Description

The US Securities and Exchange Commission (SEC), Washington, DC intends to award a sole source contract to the Financial Industry Regulatory Authority (FINRA) for the capability to access a fully operational electronic filing system, the Investment Adviser Registration Depository (IARD), in order to fulfill the Government's statutory obligation to provide an electronic filing system for registration of investment advisers, to support Government regulation of Investment Advisers, and to provide public disclosure of said filings. The period of performance will be for one (1) base year with four (4) one (1) year option periods from July 1, 2014 through June 30, 2019. FINRA is the only known source that has been identified as capable of fulfilling the Government's requirement. The contract action is for services for which the Government intends to solicit and negotiate with only a sole source under the authority of FAR 6.302-1 and the Title 10 U.S.C. 2304 (c)(1), Only One Responsible Source and No Other Supplies or Services Will Satisfy Agency Requirements. Negotiation will be conducted using other than full and open competition procedures pursuant to authority of FAR 6.302-1. Responsible sources may submit a capability statement, proposal, or quotation which shall be considered by the agency. This notice of intent is not a request for competitive proposals. The Government will not be responsible for any cost incurred in preparation of statements, proposal, or quotations. A determination by the Government not to compete this proposed contract based upon responses to this notice is solely within the discretion of the Government. Information received will normally be considered solely for the purpose of determining whether to conduct a competitive procurement. No solicitation or additional information will be made available with regard to this sole source notice. Any responses to this notice of contract action shall be submitted electronically to Ms. D'Jaris Gladden @ GladdenD@sec.gov and Mr. Steven Fennell @ FennellS@sec.gov no later than 12:00 PM, EST, May 16, 2014. (NAICS) code 523210 - Securities and Commodity Exchanges.