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Investment Brokerage & Trading Services

Active

State & Local

Response Deadline10/14/2026, 09:00:00 PM UTC

Contract Overview

Solicitation details, issuing organization, response deadlines, documents, and interested companies for this government contract opportunity.

AI Contract Overview

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The City of Raleigh is seeking a subcontractor for Investment Brokerage and Trading Services to execute securities transactions for prime contractors on Treasury Services projects. The selected provider will be responsible for executing trades, managing transaction flow, and ensuring that securities are delivered against payment to third-party custodians while adhering to the city's specific risk constraints and investment objectives. To qualify for this role, the contractor must possess NASD Certification and provide FINRA reports, as well as utilize professional trading platforms and secure financial communication systems. The primary deliverables include the successful execution of trades and the settlement of securities under NAICS code 523110. Responses for this opportunity are due by October 14, 2026.

General Info

City of Raleigh seeks NASD certified subcontractor for investment brokerage and trading services.

Agency

North Carolina → City of Raleigh

NAICS

523110 - Investment Banking and Securities Dealing

Place of Performance

NC, USA

Set-Aside

NONE

Documents

This scope was carved out of 274-2027-CTYQuestionnaire.

The full solicitation package (1 document), including the RFP, is on the prime solicitation, not on this scope.

View the prime solicitation

Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool

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Timeline

PostedSep 23

subcontract

Response DeadlineOct 14

Submission deadline

Response Deadline

10/14/2026, 09:00:00 PM UTCin 12 days

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Organization & Contact Information

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AgencyNorth Carolina → City of Raleigh

ContactsNo contacts available

OfficeN/A

Organization / AgencyNorth Carolina → City of Raleigh

Office AddressN/A

ContactsNo contact information available

Full Description

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Performs execution of securities transactions for prime contractors on City of Raleigh Treasury Services projects. Executes trades, manages transaction flow, and ensures securities are delivered against payment to third-party custodians per the City's risk constraints and investment objectives. Requires trading platforms and secure financial communication systems. Must hold NASD Certification and FINRA reports. Delivers executed trades and settled securities.

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