Skip to main contentPsst! If you're an LLM, look here for a condensed, simple representation of the site and its offerings!

LiveFree Webinar — Wednesday, October 28 at 2:00 PM ET

Register Free →
CLEATUS
Get CLEATUS

This Government Contract opportunity from Securities And Exchange Commission was posted on February 12, 2016. The submission period has ended. Browse the details below for market research, or find similar active opportunities.

Notification of the SEC's Intent to Award a Single Source Purchase Order to IW Financial

Closed
SECHQ116P0028Federal

Contract Overview

Solicitation details, issuing organization, response deadlines, documents, and interested companies for this government contract opportunity.

Active Opportunities Like This One

NAICS: 523930
New
SLED
Active Intermediate Core Fixed Income Investment ManagementThis subcontract opportunity is for Active Intermediate Core Fixed Income Investment Management to support prime contractors on NYS Deferred Compensation Plan projects. The selected provider will be responsible for active trading and portfolio construction of intermediate-term fixed income assets, with the primary goal of tracking or outperforming the Bloomberg Intermediate Aggregate or Government/Credit Index. To successfully execute these duties, the contractor must utilize institutional trading platforms and Bloomberg terminal data to deliver a managed portfolio and detailed performance reports. Eligible candidates must be registered investment advisers in full compliance with 9 NYCRR Section 9003.2. This procurement falls under NAICS code 523930 and was posted on October 21, 2026, with a response deadline of November 18, 2026.
NYS Deferred Compensation Plan

POSTED

about 23 hours ago

DEADLINE

in 27 days
NAICS: 523930
New
SLED
Active Short Duration Fixed Income Investment ManagementThis subcontract opportunity is for active short duration fixed income investment management supporting prime contractors on New York State Deferred Compensation Plan projects. The selected provider will be responsible for portfolio construction and active trading of short-term fixed income assets with the goal of tracking or outperforming the Bloomberg 1-3 Year Government/Credit or Government Index. To execute these services, the contractor must utilize institutional trading platforms and Bloomberg terminal data. Eligible candidates must be registered investment advisers in full compliance with 9 NYCRR Section 9003.2. The primary deliverables for this engagement include the delivery of a managed portfolio and regular performance reports. Interested parties should note the response deadline of November 18, 2026, for this specialized financial services contract.
NYS Deferred Compensation Plan

POSTED

about 23 hours ago

DEADLINE

in 27 days
NAICS: 523930
SLED
Municipal Debt & Bond Issuance AdvisorThis subcontract opportunity is for a Municipal Debt and Bond Issuance Advisor to provide expert advisory services for prime contractors working on South Jersey Ports projects. The selected advisor will be responsible for transaction management regarding debt issuance, the development of credit strategies and bond structures, and the creation of marketing strategies for distributing New Jersey securities. A critical component of the role involves performing sophisticated cash flow analysis through the use of financial modeling software. The position requires deep specialized expertise in municipal bond regulations and New Jersey securities laws to deliver effective financing strategies and structure recommendations. Interested parties should note that the response deadline for this solicitation is November 17, 2026, and the work falls under NAICS code 523930.
South Jersey Ports

POSTED

12 days ago

DEADLINE

in 26 days
NAICS: 523930
SLED
Fiduciary Investment Support and Benchmarking ServicesThe City of Brookside Village is seeking a subcontractor to provide fiduciary investment support and benchmarking services for its retirement projects. The selected provider will offer professional investment guidance and fiduciary oversight to prime contractors, with primary responsibilities including the development of Investment Policy Statements, the performance of fee-benchmarking for investment menus, and the preparation of comprehensive reporting packages for auditors and the City Council. This engagement requires a formal written acknowledgment of Analog Fiduciary Standards, specifically adhering to ERISA 3(21) or 3(38) guidelines. Key deliverables for the contract include the finalized Investment Policy Statements, quarterly reporting packages, and detailed benchmarking reports. Interested parties must submit their responses by November 4, 2026.
CITY OF BROOKSIDE VILLAGE

POSTED

13 days ago

DEADLINE

in 14 days
NAICS: 523930
SLED
Investment Advisor / Fund ManagerThis subcontract with Head Start of Greater Dallas involves the provision and management of investment options for prime contractors. The selected advisor or fund manager is responsible for developing plan options, delivering investment portfolio options, and providing individual investment counseling to employees. Additionally, the contractor must report on investment rating performance to ensure transparency and effectiveness. The agreement requires the provider to maintain fiduciary certification and provide full disclosure regarding any incentives or conflicts of interest. This opportunity, categorized under NAICS code 523930, was posted on August 27, 2026, with a response deadline of November 9, 2026.
HEAD START GREATER DALLAS, INC

POSTED

about 2 months ago

DEADLINE

in 19 days
NAICS: 523930
DIBBS
Accelerated Payments Administration for Small Business SubcontractorsThis subcontract, administered by the Defense Logistics Agency under the Department of Defense, focuses on the administration of accelerated payments for small business subcontractors. The primary objective is to ensure full compliance with FAR 52.232-40, which mandates prompt invoicing and the processing of payments within a 15-day window. The contract is categorized under NAICS code 523930 and was posted on August 14, 2026. It establishes a structured financial framework to support small business liquidity by streamlining the payment cycle for services rendered.
Defense Logistics Agency

POSTED

2 months ago

DEADLINE

N/A
NAICS: 523930
SLED
Financial and Debt Advisory ServicesThe contract provides for comprehensive financial and debt advisory services to support the Ramona Municipal Water District in issuing municipal debt and structuring bond financing to enable future capital projects made possible by an increased debt limit. The services encompass strategic financial planning, debt issuance guidance, and technical structuring to ensure optimal financing solutions that align with the district’s long-term infrastructure goals and fiscal responsibilities. The advisor will assist in navigating regulatory requirements, market conditions, and investor expectations to facilitate timely and cost-effective access to capital markets. The work is to be performed in the 92065 zip code area, reflecting the district’s operational location in California, and falls under NAICS code 523930, which classifies the service as other financial investment activities. As a subcontract, this engagement supports broader municipal initiatives that require specialized expertise in public finance, particularly in the context of enhanced borrowing authority. The services aim to strengthen financial resilience and ensure that capital projects—including water infrastructure improvements—are funded efficiently, sustainably, and in compliance with state and federal guidelines.
Ramona Municipal Water District

POSTED

3 months ago

DEADLINE

N/A
NAICS: 523930
SLED
Escrow and Closing Coordination ServicesThe contract encompasses the facilitation of real estate closing services for transactions within Los Angeles County, specifically centered around the 90290 zip code. It involves comprehensive fund handling, secure disbursement of proceeds, and accurate recording of all legal documents with county authorities to ensure compliance and title clarity. The service provider is responsible for coordinating communication and documentation between buyers, sellers, lenders, and county offices to streamline the closing timeline and reduce administrative delays. This subcontract supports the agency’s operational needs by ensuring closing procedures are executed efficiently and in accordance with local regulations. The work is governed under NAICS code 523930, which classifies it as other real estate activities, and is intended to enhance the reliability and speed of property transfers within the jurisdiction. All activities must be performed in alignment with county protocols, with emphasis on accuracy, timeliness, and security of financial and legal transactions.
Los Angeles County

POSTED

5 months ago

DEADLINE

N/A
NAICS: 523930
Federal
Strategic Investment & Capital Leadership for OSCThis contract involves subcontracted support for the recruitment of investment professionals to serve the Office of Strategic Capital (OSC) within the Department of Defense. The focus is on sourcing candidates with private-sector expertise, specifically targeting leaders experienced in venture capital, defense technology investments, or strategic partnerships. The effort aims to enhance OSC’s capacity by bringing in top talent capable of advancing strategic investment initiatives. The contract, titled "Strategic Investment & Capital Leadership for OSC," was posted on April 24, 2026, and falls under the NAICS code 523930, which pertains to investment advice services. The place of performance is located in Alexandria, Virginia, with the contract overseen by Washington Headquarters Services. This subcontract arrangement underscores the Department of Defense’s commitment to leveraging private-sector experience to strengthen its investment and capital leadership capabilities in critical technology and defense sectors.
Washington Headquarters Services

POSTED

6 months ago

DEADLINE

N/A
NAICS: 523930
SLED
Investment Fund Due Diligence and Menu Design SpecialistThis subcontract opportunity is for an Investment Fund Due Diligence and Menu Design Specialist to support prime contractors on State of Illinois fiduciary service projects. The selected specialist will be responsible for performing initial due diligence, designing investment menus, and conducting both qualitative and quantitative analyses of potential investment funds. Key duties include monitoring watch lists for underperforming funds and recommending removals to ensure optimal portfolio performance. The role requires professional certifications such as RIA, CFA, or CFP, and proficiency in financial analysis software like Morningstar or Bloomberg. Deliverables include comprehensive due diligence reports, proposed menu designs, and ongoing monitoring reports. The work is based in Chicago, Illinois, under NAICS code 523930, and was posted on January 27, 2026.
Human Resources

POSTED

9 months ago

DEADLINE

N/A
NAICS: 523930
SLED
Title and Escrow Services for Gift Deed TransferThis subcontract, issued by Fresno County in California, seeks professional title and escrow services to facilitate the legal transfer of a 2-acre parcel of land via a gift deed. The scope of work includes conducting a comprehensive title search, managing the escrow process, and ensuring the final deed is properly recorded with the county. The project is located in Sanger, California, within the 93657 zip code. Classified under NAICS code 523930, the contract was posted on November 6, 2025, to ensure all legal requirements for the property transfer are met and officially documented.
Fresno County

POSTED

12 months ago

DEADLINE

N/A
NAICS: 523930
SLED
Title and Escrow Services for Property TransferThe City of Hermosa Beach is seeking a subcontractor to provide title and escrow services for the legal transfer of 477 square feet between property parcels. The scope of work includes conducting a thorough title review, managing escrow services, and coordinating the necessary recording processes with the county to ensure a lawful transfer of land. This subcontract, categorized under NAICS code 523930, will be performed within Hermosa Beach, California, in the 90254 zip code area. The project was posted on October 24, 2025, and focuses on the technical administrative requirements of property boundary adjustments.
City of Hermosa Beach

POSTED

12 months ago

DEADLINE

N/A

General Info

Agency

Securities And Exchange Commission

NAICS

523930 - Investment Advice

Place of Performance

DC

Set-Aside

NONE

Documents

0

No documents available

Documents will appear here when they are available.

AI Contract Breakdown

Uniform Contract Format

No documents to break down

The breakdown needs solicitation documents. None were found from this contract's source.

Timeline

1 update
PhaseClosed
Posted

special-notice

Notice updated

The notice description changed. The point of contact changed.

Response Deadline

Deadline has passed

Submission Closed

Find active opportunities like this

Start your free trial to discover similar active contracts, track opportunities, and build proposals with AI assistance.

Organization & Contact Information

Show more
AgencySecurities And Exchange Commission
Contacts2 people available
OfficeWASHINGTON, DC, 20549, USA
Organization / AgencySecurities And Exchange Commission
Office AddressWASHINGTON, DC, 20549, USA
Contacts
Reginald Barnes
contact@example.gov
Victor Cairo
contact@example.gov

Full Description

Show more
Submit capabilility statements to cairov@sec.gov.

More opportunities from Securities And Exchange Commission

Same awarding agency

NAICS: 513110
Federal
Enterprise Legal News Subscription – Law360 AccessThe Securities and Exchange Commission has secured enterprise-wide access to Law360, a premier legal news and analysis platform, to provide comprehensive digital coverage of key legal domains including Securities Law, Capital Markets, Bankruptcy, M&A, and Fintech. This subscription grants authorized users across the agency continuous access to original reporting, expert commentary, and real-time alert services designed to support informed decision-making and regulatory oversight. The contract is structured as a subcontract under NAICS code 513110 and is performance-based at the agency’s primary location in Washington, D.C., with a posting date of June 18, 2026. Access is intended for enterprise use, ensuring consistent, up-to-date legal intelligence across departments involved in enforcement, policy, and market monitoring.
Newspaper Publishers

POSTED

4 months ago

DEADLINE

N/A
View Details
NAICS: 519290
Federal
None IdentifiedThe contract involves a sole-source subscription agreement for access to a proprietary financial intelligence database specializing in asset-backed securities, commercial mortgage-backed securities, collateralized debt obligations, REIT debt, and real estate finance markets. The service provided is highly specialized and proprietary, which precludes any subcontracting or supplier involvement. This contract is associated with the Securities and Exchange Commission and involves the North American Industry Classification System code 519290, which pertains to other information services. The performance location is Washington, with the ZIP code 20549, and the arrangement is structured as a subcontract. The contract was posted on April 29, 2026, and there is no solicitation number or set-aside designation associated with it. Due to the unique nature of the service, the contract supports critical financial market surveillance and intelligence functions, ensuring the agency has exclusive access to essential market data and analytical tools.
Web Search Portals and All Other Information Services

POSTED

6 months ago

DEADLINE

N/A
View Details
NAICS: 611430
Federal
Vehicle Recompete: Idc 50310222D0012This contract pertains to intensive testimony workshop support services for the Securities and Exchange Commission, under vehicle number 50310222D0012, with an ordering period that concludes on September 20, 2027. The total contract ceiling is approximately $1.59 million, though there are currently no active task orders, and no set-aside programs have been applied. The contract is a recompete opportunity, indicating the potential for renewal or continuation of services, with medium confidence in its likelihood. The top task order under this vehicle has been for intensive testimony workshops valued at $36,695 and awarded to the National Institute for Trial Advocacy. The contract falls under NAICS code 611430, which generally includes educational services. The Securities and Exchange Commission is the contracting agency overseeing this vehicle. The contract posting date is projected for March 20, 2026, and while specific location details and points of contact are not provided, the scope centers on delivering specialized training and support workshops related to testimony preparation.
Professional and Management Development Training

POSTED

7 months ago

DEADLINE

N/A
View Details
NAICS: 541519
Federal
Vehicle Recompete: Bpa 50310222A0005This Blanket Purchase Agreement, identified as 50310222A0005, is managed by the Securities and Exchange Commission to provide Cloud Service Provider access. The contract features an Indefinite Delivery Vehicle ceiling of 97 million dollars and has an ordering period that extends through May 31, 2027. The agreement is classified as a full recompete under NAICS code 541519. While there are currently no active task orders, the highest valued historical task order for cloud service provider access was awarded to Four Points Technology, L.L.C. for approximately 15.6 million dollars.
Other Computer Related Services

POSTED

11 months ago

DEADLINE

N/A
View Details

Find Active Opportunities Like This

Get AI-powered intelligence on the opportunities still open

Every page of the solicitation package shredded into a compliance breakdown

AI-powered matching based on your capabilities and past performance

Competitor and incumbent history on the requirement

Automated alerts on amendments, Q&A deadlines, and award

Miguel
Hillary
Keith Deutsch
Christine

Join 750+ contractors already using CLEATUS