Regulatory Compliance and Audit Support

The contract titled Regulatory Compliance and Audit Support outlines the provision of specialized services to assist with regulatory filings, internal audits, and responses to inquiries from the Securities and Exchange Commission or state regulatory bodies. Key deliverables include the preparation and submission of Form ADV and SOC reports, ensuring ongoing compliance with federal and state regulatory requirements. The scope of work is designed to support an organization’s ability to maintain accurate documentation, respond timely to regulatory demands, and uphold internal control standards through structured audit processes. This is a subcontract under the NAICS code 541611, issued by the Troup County Board of Commissioners in Georgia, with a posted date of July 16, 2026, and a response deadline of August 20, 2026. There is no specified set-aside classification or place of performance details, and the point of contact information is not provided. Interested parties must submit proposals through the designated state procurement portal by the stated deadline to be considered for award.