COMPLIANCE & REGULATORY CONSULTING SERVICES LLC
COMPLIANCE & REGULATORY CONSULTING SERVICES LLC is a federal contractor, registered under UEI RPMDRNWSN428 and CAGE code 7ZXH0. It has been awarded $258,360 across 3 federal contracts. Primary work spans Other Management Consulting Services. Top awarding agencies include Securities And Exchange Commission.
Contact Information
Registration and classification details
Registration
UEI Code
RPMDRNWSN428CAGE Code
7ZXH0Entity Structure
Partnership or Limited Liability PartnershipEstablished
N/ABusiness Classifications
NAICS Codes
Federal Contracting Overview
Award totals, agency breakdown, NAICS distribution, and geographic footprint.
AI Capability Profile
COMPLIANCE & REGULATORY CONSULTING SERVICES LLC specializes in providing expert witness and regulatory advisory services to federal agencies, with a focused practice in securities and financial compliance. The firm delivers high-stakes consulting support rooted in regulatory frameworks, offering tec...
COMPLIANCE & REGULATORY CONSULTING SERVICES LLC specializes in providing expert witness and regulatory advisory services to federal agencies, with a focused practice in securities and financial compliance. The firm delivers high-stakes consulting support rooted in regulatory frameworks, offering technical analysis, testimony preparation, and compliance strategy for complex enforcement matters. Their core capabilities center on interpreting and applying financial regulations, particularly those governed by the Securities and Exchange Commission, with deep expertise in evidentiary documentation, regulatory procedure, and expert testimony development. What distinguishes the firm is its precision in translating intricate compliance requirements into defensible, court-admissible insights, making it a trusted resource for agencies navigating litigation-ready investigations. The contractor’s primary agency relationship is with the Securities and Exchange Commission, where they provide specialized consulting services tied to enforcement actions and regulatory proceedings. Their engagement reflects a pattern of supporting mission-critical legal and compliance functions, likely assisting in the evaluation of financial disclosures, market manipulation, and fiduciary duty violations. This singular but high-impact relationship underscores a niche positioning as a subject matter expert in SEC regulatory dynamics. The firm operates under NAICS 541618, which encompasses other management consulting services not classified elsewhere—here, applied specifically to regulatory and compliance management in financial oversight contexts. This positions them as a boutique provider within the government consulting space, serving the unique needs of financial regulators rather than generalist corporate clients. As a small business structured as a 2K entity, the firm is privately held and based in Saint Louis, Missouri. While it holds no formal government certifications, its demonstrated ability to deliver expert witness services for a major federal regulator reflects a high level of professional credibility and domain-specific competence within the federal contracting ecosystem.
Key Performance Metrics
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