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Disgorgement and Penalties Solution (DPS)

Active
SECHQ1-16-R-0001Federal

Contract Overview

Solicitation details, issuing organization, response deadlines, documents, and interested companies for this government contract opportunity.

AI Contract Overview

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The contract for the Disgorgement and Penalties Solution (DPS), originally issued under solicitation number SECHQ1-16-R-0001 by the Securities and Exchange Commission (SEC), has been canceled through Amendment 000008. This solicitation, posted on May 24, 2016, was intended to procure services under NAICS code 541519, related to specialized information technology. The cancellation reflects a need to revise the SEC’s requirements, and a new solicitation with updated criteria will be released in the near future on the Federal Business Opportunities (FBO) platform. The contract was associated with the SEC's office located in Washington, DC, at the 20549 zip code, and the place of performance is similarly Washington, DC. The point of contact for this solicitation was Ilana B. Jolson, the Contract Specialist, available via email and phone. The efforts to acquire this solution are focused on addressing disgorgement and penalties processes, ensuring compliance and enforcement efficiency, but procurement will proceed only after the issuance of the new solicitation reflecting the SEC’s updated needs.

General Info

SEC canceled DPS contract under solicitation SECHQ1-16-R-0001; new solicitation pending.

Agency

Securities And Exchange Commission

NAICS

541519 - Other Computer Related Services

Place of Performance

U.S. Securities and Exchange Commission 100 F Street NE, WASHINGTON, DC, 20549, USA

Set-Aside

NONE

Documents

42

16-R-0001 Section L - Instructions, Conditions, and Notices to Offerors

PDF, High priority: read this first6 pages · rfp
High

Amendment 000001 to SECHQ1-16-R-0001

PDF, High priority: read this first1 page · amendment
High

Amendment 000002 to SECHQ1-16-R-0001 (Disgorgement and Penalty System)

PDF, High priority: read this first3 pages · amendment
High

Amendment 000003 to Solicitation SECHQ1-16-R-0001

PDF, High priority: read this first2 pages · amendment
High

Amendment 000004 to SECHQ1-16-R-0001

PDF, High priority: read this first1 page · amendment
High

Amendment 000005 to RFP SECHQ1-16-R-0001

PDF, High priority: read this first2 pages · amendment
High

Amendment 000006 to SECHQ1-16-R-0001

PDF, High priority: read this first2 pages · amendment
High

Amendment 000007 to SECHQ1-16-R-0001

PDF, High priority: read this first1 page · amendment
High

Amendment 000008 - Cancellation of Solicitation

PDF, High priority: read this first1 page · amendment
High

Attachment 7 - Go/No-Go Factor Response Form

DOCX, High priority: read this firstsubmission-form
High

Attachment A - Requirements Traceability Matrix

XLSX, High priority: read this firstspecifications
High

Attachment B - DPS Process Requirements

PDF, High priority: read this first36 pages · sow
High

Attachment B: DPS Process Requirements

DOCX, High priority: read this firstsow
High

Attachment D - Software Capability Demonstration Scenarios

PDF, High priority: read this first22 pages · sow
High

Disgorgement and Penalty System RFP

PDF, High priority: read this first93 pages · rfp
High

Disgorgment and Penalty System (DPS) - Attachment A - Requirements Check List

XLSX, High priority: read this firstspecifications
High

Draft RFP for Disgorgement and Penalties Solution (DPS)

PDF, High priority: read this first84 pages · rfp
High

Q&A - February 9, 2016

XLSX, High priority: read this firstq-and-a
High

Q&A for RFP Amendments 2-3 (Feb. 19, 2016)

XLSX, High priority: read this firstq-and-a
High

SEC Disgorgement and Penalty System (DPS) Demonstration Guidelines

DOCX, High priority: read this firstspecifications
High

SEC Disgorgement and Penalty System (DPS) Demonstration Guidelines

DOCX, High priority: read this firstspecifications
High

SEC Disgorgement and Penalty System (DPS) Go/No-Go Factor Response Form

DOCX, High priority: read this firstrfp-attachment
High

SEC Disgorgement and Penalty System (DPS) RFP

DOCX, High priority: read this firstrfp
High

SEC Disgorgement and Penalty System (DPS) RFP

DOCX, High priority: read this firstrfp
High

SEC Disgorgement and Penalty System (DPS) RFP

PDF, High priority: read this first94 pages · rfp
High

SEC DPS Go/No-Go Factor Response Form

DOCX, High priority: read this firstrfp-attachment
High

SEC DPS RFP / SF 1449 Solicitation

PDF, High priority: read this first93 pages · rfp
High

SEC Mandatory Training for Contractor Personnel

PDF, High priority: read this first1 page · sow
High

SEC Section 508 Evaluation Template (VPAT) Guide

PDF, High priority: read this firstspecifications
High

Attachment 6 - Past Performance Questionnaire

DOC, Low prioritypast-performance
Low

Attachment 8 - Question and Answer (Q&A) Template

XLSX, Low priorityq-and-a
Low

Certification by Corporations – Unpaid Tax Liability or Felony Conviction

PDF, Low priority1 page · certification
Low

DPS Industry Day Attendees

XLSX, Low priorityindustry-day
Low

DPS Industry Day Questions & Answers

XLSX, Low priorityq-and-a
Low

NDA - Contractor Entity (Revised 7-19-2013)

PDF, Low prioritynda
Low

Question and Answer - February 17, 2016

XLSX, Low priorityq-and-a
Low

Question and Answer (Q&A) - May 5, 2016

XLSX, Low priorityq-and-a
Low

RFP SECHQ1-16-R-0001 DPS Solution - Question and Answer (Q&A) Template

XLSX, Low priorityq-and-a
Low

SEC DPS Industry Day Presentation - 2015-11-17

PPTX, Low priorityindustry-day
Low

SEC Non-Disclosure Agreement (Contract Personnel)

PDF, Low priority6 pages · nda
Low

Attachment_C_-_SEC_Technology_Platforms.pdf

PDF

Attachment_C_-_SEC_Technology_Platforms_-_Revised.pdf

PDF

AI Contract Breakdown

Uniform Contract Format

Contract not broken down yet

CLEATUS splits the solicitation into Uniform Contract Format (UCF) sections: scope, pricing, deliverables, and evaluation criteria.

Timeline

12 updates
PhaseSolicitation
Posted

Presolicitation

Notice updated

The response deadline was removed. The notice description changed.

Notice updated

Response deadline added: Mar 29, 2016. The notice description changed.

Notice updated

The notice description changed.

Notice updated

The notice description changed.

Notice updated

The notice description changed.

Notice updated

The notice description changed.

Notice updated

The notice description changed.

Notice updated

The notice description changed.

Notice updated

Response deadline changed from Mar 29, 2016 to Apr 25, 2016. The notice description changed.

Notice updated

Response deadline changed from Apr 25, 2016 to May 6, 2016. The notice description changed.

Notice updated

Response deadline changed from May 6, 2016 to May 16, 2016. The notice description changed.

Notice updated

The notice description changed.

Type Changed

Presolicitation → Solicitation

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Organization & Contact Information

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AgencySecurities And Exchange Commission
Contacts1 person available
OfficeWASHINGTON, DC, 20549, USA
Organization / AgencySecurities And Exchange Commission
Office AddressWASHINGTON, DC, 20549, USA
Contacts
Ilana B. JolsonContract Specialist
contact@example.gov
+1 (555) 000-0000

Full Description

Show more
Amendment 000008 has now been issued to cancel this solicitation. A new solicitation will be posted to FBO shortly, reflecting changes to the SEC's requirements.

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