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NAICS Code· 523120

NAICS 523120: Securities Brokerage

NAICS 523120 - Securities Brokerage covers establishments primarily engaged in the buying and selling of stocks, bonds, and other securities. This includes firms that act as brokers, dealers, or agents in the execution of securities transactions, as well as those providing investment advisory services and brokerage-related financial management.

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Active solicitations and awarded contracts classified under NAICS 523120 — Securities Brokerage.

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NAICS 523120 FAQ

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NAICS code 523120 stands for Securities Brokerage. It is a North American Industry Classification System code used by the federal government to classify business activity for procurement and contracting purposes.

Recently Posted in Securities Brokerage

Securities Brokerage & Trading ServicesThis subcontract for Securities Brokerage and Trading Services supports the City Treasurer's Office in California by executing the purchase and sale of securities for municipal bond investment projects. The selected provider will trade in corporate notes, commercial paper, Federal Agency securities, and Treasuries to ensure the best relative value for prime contractors. Key deliverables include the execution of securities transactions, the provision of trade confirmations, and all necessary transaction documentation. To qualify for this role, the contractor must maintain FINRA registration and hold the required State of California licensing. Additionally, strict adherence to SEC Rule 15c3-1 is mandatory. The solicitation was posted on September 15, 2026, with a response deadline of October 9, 2026, falling under NAICS code 523120.

City Treasurer's Office

POSTED

DEADLINE

Health Plan Shopping AssistanceThis subcontract opportunity, titled Health Plan Shopping Assistance, seeks a licensed benefits advisor or broker to provide professional brokerage services for employees of prime contractors on MetroCare Services projects. The selected provider will utilize insurance quoting tools and plan comparison software to offer decision support and shopping assistance, ensuring employees can effectively select appropriate individual health plans. The solicitation was posted on September 11, 2026, with a response deadline of September 24, 2026. Falling under NAICS code 523120, the contract is managed by the Human Resources agency in Texas. Interested parties can find further details and submission guidelines through the provided OpenGov procurement portal.

Human Resources

POSTED

DEADLINE

Customs Brokerage ServicesThis subcontract for Customs Brokerage Services supports prime contractors on projects for the Ministry of Agriculture, Fisheries and Mining within the Government of Jamaica. The service provider is responsible for managing customs entries, ensuring full compliance with import regulations, and coordinating the release of goods at the Port of Entry through the use of official customs filing systems and regulatory portals. To qualify for this role, the provider must hold a Licensed Customs Broker certification. The primary objective of the contract is to deliver cleared and released shipments that are ready for immediate haulage, operating under NAICS code 523120.

Ministry of Agriculture Fisheries and Mining

POSTED

DEADLINE

Debt Issuance & Bond Structuring AdvisoryDekalb County Board of Education is seeking advisory services for debt issuance and bond structuring to optimize borrowing costs while ensuring full compliance with market practices and regulatory requirements. The contractor will provide expert guidance on the timing of bond issuances, the design of maturity schedules, the inclusion and structure of call provisions, and the development of pricing strategies aimed at reducing interest expenses and enhancing financial efficiency. The services are critical to aligning the county’s capital financing goals with current economic conditions and investor expectations. The engagement is structured as a subcontract under NAICS code 523120, which corresponds to financial investment activities, and is open for proposals through August 27, 2026. All recommendations must reflect a deep understanding of municipal bond markets, federal and state compliance frameworks, and risk management principles. While no specific geographic location is designated for performance, the advisor must be adept at navigating the regulatory environment applicable to Georgia public educational entities. The goal is to secure cost-effective, transparent, and sustainable financing solutions that support long-term educational infrastructure and operational needs without compromising fiscal integrity.

Dekalb County Board of Education

POSTED

about 2 months ago

CLOSED

Bond Underwriting & Syndication ManagementThis contract entails managing the full underwriting lifecycle for tax differential revenue and special assessment bonds. Responsibilities include leading syndicate formation, coordinating due diligence efforts, and ensuring smooth execution of bond closings. The role focuses on overseeing these critical financial processes to facilitate successful bond issuance and syndication. The opportunity is classified under NAICS code 523120 and is issued as a subcontract by the state of Utah. The solicitation was posted on June 10, 2026, with a response deadline of June 24, 2026. Although specific location details and contacts are not provided, the contract centers on bond underwriting and syndication management, highlighting a specialized financial service within public-sector bond issuances.

POSTED

CLOSED

Australian Securities Brokerage & SettlementThe Australian Securities Brokerage and Settlement subcontract, managed by the Office of Acquisition for the United States International Development Finance Corporation, involves the sales, trading, and settlement of publicly traded securities for prime contractors on DFC projects within the Australian market. The selected provider will execute equity trades and settlements through major Australian stock exchanges and is required to deliver comprehensive executed trade and settlement reports. To be eligible, contractors must maintain licensed brokerage status, be registered in SAM.gov, and possess demonstrated experience working with institutional investors. This opportunity falls under NAICS code 523120, with the place of performance located in Washington, DC. The response deadline for this subcontract is July 30, 2027.

Office Of Acquisition

POSTED

DEADLINE

North American Securities Brokerage & SettlementThe North American Securities Brokerage and Settlement subcontract, managed by the Office of Acquisition for the United States International Development Finance Corporation, involves the sales, trading, and settlement of publicly traded securities for prime contractors on DFC projects. The selected provider will execute equity trades and settle securities through major North American stock exchanges, delivering comprehensive executed trades and settlement reports. Eligible candidates must maintain licensed brokerage status, hold a valid SAM.gov registration, and possess demonstrated experience servicing institutional investors, such as sovereign wealth funds or multilateral development banks. This opportunity is categorized under NAICS code 523120, with the place of performance located in Washington, DC. The response deadline for this solicitation is July 30, 2027.

Office Of Acquisition

POSTED

DEADLINE

African Securities Brokerage & SettlementThe African Securities Brokerage and Settlement subcontract, managed by the United States International Development Finance Corporation Office of Acquisition, involves the sales, trading, and settlement of publicly traded securities for prime contractors on DFC projects within African markets. The selected provider will be responsible for executing equity trades and reporting average trading volumes across African emerging markets, delivering both executed trades and detailed settlement reports. To be eligible, contractors must possess licensed brokerage status, maintain an active SAM.gov registration, and demonstrate significant experience working with institutional investors. This opportunity is categorized under NAICS code 523120, with the primary place of performance located in Washington, DC. The response deadline for this requirement is July 30, 2027.

Office Of Acquisition

POSTED

DEADLINE

Asian Securities Brokerage & SettlementThe United States International Development Finance Corporation Office of Acquisition is seeking a subcontractor for Asian Securities Brokerage and Settlement. The selected provider will perform sales, trading, and settlement of publicly traded securities for prime contractors on DFC projects, specifically executing equity trades within India and Southeast Asia through local affiliates. Key deliverables include the execution of trades and the provision of detailed settlement reports, with a focus on reporting average trading volumes in emerging markets. To be eligible, candidates must possess licensed brokerage status, maintain an active SAM.gov registration, and demonstrate significant experience as an institutional investor. This opportunity falls under NAICS code 523120 and is based in Washington. The response deadline for this requirement is July 30, 2027.

Office Of Acquisition

POSTED

DEADLINE

European Securities Brokerage & SettlementThe European Securities Brokerage and Settlement subcontract, managed by the United States International Development Finance Corporation Office of Acquisition, involves the sales, trading, and settlement of publicly traded securities for prime contractors on DFC projects. The scope specifically focuses on executing equity trades and settlements within European markets, with a particular emphasis on emerging markets in Eastern Europe. The contractor is responsible for delivering executed trades and detailed settlement reports. To be eligible, providers must maintain licensed brokerage status, hold a valid SAM.gov registration, and possess demonstrated experience working with institutional investors. This opportunity falls under NAICS code 523120 and is based in Washington, DC. The response deadline for this requirement is July 30, 2027.

Office Of Acquisition

POSTED

DEADLINE

Latin American Securities Brokerage & SettlementThe Latin American Securities Brokerage and Settlement subcontract, managed by the United States International Development Finance Corporation Office of Acquisition, involves the sales, trading, and settlement of publicly traded securities for prime contractors on DFC projects. The scope specifically focuses on executing equity trades within Brazil and Mexico through local affiliates and reporting trading volumes across emerging markets. The primary deliverables include executed trades and detailed settlement reports. Eligible providers must maintain licensed brokerage status, hold a valid SAM.gov registration, and possess documented experience as an institutional investor. This opportunity falls under NAICS code 523120 and is based in Washington, DC. The response deadline for this requirement is July 30, 2027.

Office Of Acquisition

POSTED

DEADLINE

Digital Asset Trading Execution ServicesThis contract involves providing comprehensive institutional trading execution services for digital assets, encompassing trade execution, settlement, reporting, and adherence to both internal policies and relevant regulatory frameworks. The engagement is structured as a subcontract with a focus on ensuring compliance and operational efficiency in managing digital asset transactions. Issued by the Comptroller of Public Accounts of Texas, the contract is categorized under the NAICS code 523120, which pertains to securities and commodity contracts brokerage. The solicitation was posted on May 7, 2026, with a response deadline set for June 15, 2026. While specific details about the place of performance and points of contact are not provided, interested parties can find further information via the Texas state procurement platform.

Comptroller of Public Accounts

POSTED

CLOSED

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