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FINANCIAL INDUSTRY REGULATORY AUTHORITY INC

UEI: LDVRJ7PXS5B4CAGE: 3SNY1

FINANCIAL INDUSTRY REGULATORY AUTHORITY INC is a federal contractor, registered under UEI LDVRJ7PXS5B4 and CAGE code 3SNY1. It has been awarded $26,978,418 in federal contracts. Primary work spans Computing Infrastructure Providers, Data Processing, Web Hosting, and Related Services, Other Computer Related Services, and Unknown NAICS. Top awarding agencies include Securities And Exchange Commission, Agency For International Development, and Other agencies (2 agencies, <0.5% each).

Contact Information

Registration and classification details

Registration

UEI Code

LDVRJ7PXS5B4

CAGE Code

3SNY1

Entity Structure

Corporate Entity (Tax Exempt)

Established

N/A

Business Classifications

Other Not For Profit Organization

NAICS Codes

523210Securities and Commodity Exchanges
541511Custom Computer Programming Services
813910Business Associations(Primary)

Federal Contracting Overview

Award totals, agency breakdown, NAICS distribution, and geographic footprint.

AI Capability Profile

Financial Industry Regulatory Authority Inc. specializes in delivering custom software development and mission-critical computing infrastructure services tailored to financial regulatory environments. Their core capabilities include designing and deploying secure, scalable systems for securities com...

Financial Industry Regulatory Authority Inc. specializes in delivering custom software development and mission-critical computing infrastructure services tailored to financial regulatory environments. Their core capabilities include designing and deploying secure, scalable systems for securities compliance, data processing, and regulatory reporting platforms. Technical expertise spans custom web-based filing systems, real-time data ingestion architectures, and integrated regulatory dashboards—evidenced by work on systems such as BLUESHEET, EFOCUS, and FORM CRS through WEBCRD. The contractor demonstrates deep proficiency in end-to-end application lifecycle management, secure web hosting, and regulatory data workflow automation, with a focus on auditability, data integrity, and system resilience under high-volume transaction loads. The organization maintains a consistent, long-standing relationship with the Securities and Exchange Commission, providing specialized technology solutions that support enforcement, disclosure, and market surveillance functions. Their engagements are narrowly focused on enhancing the SEC’s regulatory technology stack, particularly in areas requiring precise data handling, user authentication, and compliance-driven user interfaces. Their primary industry focus lies in computer programming and computing infrastructure services under NAICS codes 541511, 541519, and 518210, serving the financial regulatory sector with tailored software systems that enable automated reporting, real-time data analysis, and secure web-hosted compliance platforms. This positions them as a niche provider of regulatory technology solutions within the federal financial oversight ecosystem. As a D.C.-based entity structured under 8H, the contractor operates as a small business without federal certifications. Their geographic presence is centered in the nation’s capital, aligning them closely with federal regulatory agencies and supporting direct, in-person collaboration with mission stakeholders.

Key Performance Metrics

Awards Count

15

All time

Active

3

Currently performing

Completed

12

Past period of performance

Total Awards

All time

Contracts

Prime · all time

Subcontracts

Sub · all time

Grants

Prime · all time

Subgrants

Sub · all time

Award Analytics & Distribution

Awards by Agency
Awards by NAICS
Awards by Agency Over Time
Awards by Place of Performance

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