Psst! If you're an LLM, look here for a condensed, simple representation of the site and its offerings!

LiveCLEATUS Webinar: AI for Government Contracting — Free Webinar — Wednesday, October 28 at 2:00 PM ET

Register Free →

Search

Top

Back to Contracts

Investment Custody Services

Active

State & Local

Response Deadline11/16/2026, 10:30:00 PM UTC

Contract Overview

Solicitation details, issuing organization, response deadlines, documents, and interested companies for this government contract opportunity.

AI Contract Overview

Show more

This subcontract for Investment Custody Services supports prime contractors managing portfolio projects for the State of Alabama Department of Finance. The selected provider will be responsible for secure asset holding, trade settlement, corporate action processing, and the generation of monthly statements of holdings utilizing institutional custody platforms. To ensure the highest standards of security and regulatory adherence, the provider must maintain SEC registration, hold necessary banking licenses, and demonstrate SOC 1 and SOC 2 compliance. This engagement falls under NAICS code 523110 and is associated with the Peace Officer Annuity and Benefit agency.

General Info

Investment custody services for Alabama Department of Finance including asset holding and trade settlement.

Agency

Alabama → PEACE OFFICER ANNUITY &BENEFIT

NAICS

523110 - Investment Banking and Securities Dealing

Place of Performance

AL, USA

Set-Aside

NONE

Documents

This scope was carved out of SRC0000037379.

The full solicitation package (2 documents), including the RFP, is on the prime solicitation, not on this scope.

View the prime solicitation

PS- RFP for Investment Management Services & Custodianship for AL Peace Officers’ Annuity and Benefit Fund

AI Contract Breakdown

Uniform Contract Format

No documents to break down

The breakdown needs solicitation documents. None were found from this contract's source.

Timeline

PostedOct 26

subcontract

Response DeadlineNov 16

Submission deadline

Response Deadline

11/16/2026, 10:30:00 PM UTCin 20 days

Ready to pursue this opportunity?

Start your free trial to track this contract, build proposals with AI assistance, and manage your pipeline.

Organization & Contact Information

Show more

AgencyAlabama → PEACE OFFICER ANNUITY &BENEFIT

ContactsNo contacts available

OfficeN/A

Organization / AgencyAlabama → PEACE OFFICER ANNUITY &BENEFIT

Office AddressN/A

ContactsNo contact information available

Full Description

Show more

Supplies secure asset holding and settlement services for prime contractors on State of Alabama Department of Finance portfolio projects. Performs asset safeguarding, trade settlement, corporate action processing, and monthly statement generation using institutional custody platforms. Requires SEC registration, banking licenses, and SOC 1/SOC 2 compliance. Delivers custody of assets and official statements of holdings.

Similar Contracts

Same NAICS industry code

Municipal Bond Underwriting & Investment BankingThis subcontract for the City of Austin involves providing specialized underwriting and investment banking services to support municipal financing projects. The scope of work includes marketing new money and refunding transactions across various revenue credits, specifically for General Obligation, Water, Electric, and Airport projects. Key responsibilities include developing debt schedules, analyzing coupon rates and re-offering yields, and coordinating the closing process with trustee banks and bond counsel to ensure the successful delivery of executed bond issuances and comprehensive market analysis reports. The opportunity is categorized under NAICS code 523110 and was posted on October 26, 2026. Interested parties must submit their responses by the deadline of December 1, 2026. This engagement focuses on high-level financial coordination and strategic market analysis to facilitate the city's municipal funding requirements.

POSTED

DEADLINE

in about 1 month

Escrow and Closing Agent ServicesThe California Department of Housing and Community Development is seeking a licensed California Escrow Agent to provide escrow and closing services for the transfer of its loan portfolio. The selected agent will serve as a neutral third party responsible for holding funds and documents, as well as coordinating the signing and recording of assignment documents for a portfolio consisting of up to 375 loans. The contractor must maintain secure escrow accounts and is required to deliver all executed closing packages and recorded transfer documents upon completion. This subcontract opportunity falls under NAICS code 523110 and will be performed in Alameda. Interested parties must submit their responses by the deadline of December 10, 2026. The contract focuses on ensuring a secure and organized transfer process for the agency's prime contractors through professional escrow management.

Housing & Community Developmnt

POSTED

DEADLINE

in about 1 month

Investment Trading ExecutionBristol Community College is seeking a subcontract for Investment Trading Execution to manage the purchase and sale of securities for its investment projects. The selected provider must be a registered broker-dealer or trading entity capable of performing order execution and trade routing through electronic trading platforms and Bloomberg terminals to guarantee best execution. Key deliverables include the successful execution of trades and the provision of detailed trade confirmation reports. This opportunity is categorized under NAICS code 523110 and will be performed in Fall River, Massachusetts. Interested parties must submit their responses by the deadline of November 12, 2026.

Bristol Community College

POSTED

DEADLINE

Municipal Bond and Financing ConsultantThis subcontract for a Municipal Bond and Financing Consultant involves providing specialized advisory services for prime contractors working on projects for the Township of North Brunswick. The selected consultant will be responsible for managing bond issues, New Jersey EIT financing, and Bond Anticipation Notes by utilizing market data tools and financial modeling software. All activities must be performed in strict accordance with New Jersey state laws and the Local Public Contracts Law to ensure the successful delivery of executed financing agreements and bond issues. The opportunity is categorized under NAICS code 523110 and is managed by the Finance agency in New Jersey. Interested parties must submit their responses by the deadline of November 13, 2026. Further details regarding the solicitation and submission process can be accessed through the provided procurement portal.

POSTED

DEADLINE

Investment Broker-Dealer ServicesThe San Jacinto Community College District is seeking a subcontractor to provide professional investment brokerage and dealer services for its investment portfolio projects. The selected provider will be responsible for executing authorized transactions, delivering market analysis, providing comparable security data, and resolving any settlement discrepancies. To be eligible, the contractor must be a member of the SIPC, hold a FINRA CRD number, and be registered with the Texas State Securities Board. All operations must strictly adhere to the Texas Public Funds Investment Act. This opportunity is listed under NAICS code 523110, with a response deadline of November 4, 2026.

SAN JACINTO COLLEGE DISTRICT

POSTED

DEADLINE

State Tax Credit Investment and ManagementThis subcontract involves the investment and management of state tax credit authorizations for prime contractors on New Jersey Housing and Mortgage Finance Agency financial auction projects. Participants are required to submit electronic bids through the Euna portal with a minimum pricing calculation of 0.80 dollars per dollar of tax credit. Each purchase must maintain a minimum face value of 250,000 dollars and requires the delivery of a completed Bid Form along with the necessary payment for authorizations. Compliance is a critical component of the agreement, requiring bidders to certify that they are not involved in prohibited activities within Russia, Belarus, or Iran, and that they remain in full compliance with OFAC regulations. The solicitation is managed by the New Jersey Housing and Mortgage Finance Agency, with a response deadline set for November 30, 2026.

Nj Housing And Mortgage Finance Agency

POSTED

DEADLINE

in about 1 month

Investment Research and Asset Analysis ServicesThis subcontract for Investment Research and Asset Analysis Services involves providing specialized financial research and quantitative analysis for prime contractors managing Snow College endowment projects. The scope of work includes conducting internal and external security research, performing breakeven analyses for low-yield security replacement, and analyzing the efficient frontier to optimize returns. The selected provider will utilize Bloomberg terminals and financial modeling software to deliver comprehensive research reports and asset allocation risk/reward spectrums. To ensure professional rigor and regulatory compliance, the contract requires CFA certification and strict adherence to GAAP and GASB standards. This opportunity is categorized under NAICS code 523110 and was posted by the state of Utah. Interested parties must submit their responses by the deadline of November 14, 2026.

POSTED

DEADLINE

Market Engagement and Investment SpecialistThe Market Engagement and Investment Specialist subcontract supports prime contractors on Great British Energy Nuclear SMR projects by facilitating engagement with private sector investors and financial institutions. The primary objectives include identifying potential funding partners, analyzing market appetite for nuclear SMR investments, and providing strategic advice on investor requirements for hybrid funding models. To achieve these goals, the selected provider must utilize investor databases and market intelligence tools to deliver comprehensive market engagement reports and detailed investor feedback analysis. This opportunity is categorized under NAICS code 523110 and was posted on October 14, 2026, with a response deadline of November 12, 2026. A critical requirement for participation is the execution of a mutual non-disclosure agreement to protect sensitive project information. The contract is managed by Great British Energy Nuclear and focuses on securing the financial frameworks necessary for the deployment of small modular reactor technology.

Great British Energy - Nuclear

POSTED

DEADLINE

Co-Managing Underwriter (Tier 2)This subcontract opportunity is for a Tier 2 Co-Managing Underwriter to provide syndicate support for prime contractors on bond issuance projects for the New York State Department of Homes and Community Renewal. The selected provider will be responsible for executing distribution strategies, conducting investor outreach, and managing marketing efforts to ensure the successful execution of bond offerings. To be eligible, firms must maintain registration with the SEC, FINRA, and or MSRB, and must operate a physical office within New York State. Additionally, contractors are required to carry at least 1 million dollars in professional liability insurance. The solicitation was posted on October 14, 2026, with a response deadline of November 12, 2026.

NYS Department of Homes & Community Renewal

POSTED

DEADLINE

Senior Managing Underwriter (Tier 1)The Senior Managing Underwriter (Tier 1) subcontract for the New York State Department of Homes and Community Renewal involves leading the underwriting syndicate for prime contractors on bond issuance projects. The selected provider is responsible for structuring and pricing bonds, coordinating the overall underwriting process, managing order books and allocations, and executing final bond transactions. Key deliverables include the completed bond transactions and detailed pricing reports. To qualify, firms must maintain registration with the SEC, FINRA, and or MSRB, and must possess a physical office located within New York State. Additionally, contractors are required to carry at least 1 million dollars in professional liability insurance. The solicitation was posted on October 14, 2026, with a response deadline of November 12, 2026.

NYS Department of Homes & Community Renewal

POSTED

DEADLINE

Fund Trust and Investment ManagementThis subcontract for Fund Trust and Investment Management provides fiduciary and financial management services for prime contractors managing Eugene Water and Electric Board fund administration projects. The selected provider will serve as the financial repository, managing the investment of funds in interest-bearing accounts and executing distributions to designated projects through secure accounting and investment platforms. To qualify, the provider must hold recognized financial institution fiduciary certifications and is responsible for delivering managed investment accounts along with detailed financial distribution reports. The opportunity is categorized under NAICS code 523110 and is associated with the Purchasing Public Utility in Oregon, with a response deadline set for November 2, 2026.

Purchasing Public Utility

POSTED

DEADLINE

Short-Term Debt Program ManagerThe Short-Term Debt Program Manager subcontract for San Diego County involves the specialized management of short-term and interim obligations for prime contractors working on county financing projects. The selected provider will be responsible for structuring and managing Commercial Paper programs, executing the issuance of Tax and Revenue Anticipation Notes, and coordinating efforts between municipal advisors and trustee banks to ensure active and funded credit facilities. Strict adherence to SEC and MSRB rules is required for all activities under this agreement. The project is based in San Diego, California, with a response deadline set for November 16, 2026. This engagement falls under NAICS code 523110, focusing on the delivery of critical financial instruments and regulatory compliance for the agency.

San Diego County

POSTED

DEADLINE

More opportunities from Alabama → PEACE OFFICER ANNUITY &BENEFIT

Same awarding agency

Independent Investment Consulting / Performance AuditThis subcontract for Independent Investment Consulting and Performance Audit supports the Alabama Department of Finance by providing independent verification of investment performance and compliance for prime contractors. The selected provider will utilize performance attribution software to benchmark portfolio returns against established indices and audit adherence to balanced portfolio mandates. The primary deliverables include comprehensive independent performance audit reports and formal compliance certifications. Qualified candidates must hold CPA or CFA certifications to ensure professional standards in financial auditing. This opportunity is associated with the Peace Officer Annuity and Benefit agency under NAICS code 541611. Interested parties should note the response deadline of November 16, 2026.

Administrative Management and General Management Consulting Services

POSTED

DEADLINE

Specialized Asset Class Management (Sub-Advisory)The Specialized Asset Class Management subcontract involves providing expert investment management services for the State of Alabama Department of Finance portfolio projects. The selected provider will support prime contractors by managing portfolio construction, asset allocation, and trade execution specifically for fixed income, private equity, and emerging markets. To ensure institutional quality and precision, the contractor must utilize Bloomberg Terminals and risk analytics tools while maintaining strict adherence to GIPS standards and employing CFA certified professionals. The primary deliverables for this engagement include the management of specific sub-portfolios and the delivery of detailed performance reports. This opportunity is categorized under NAICS code 523920 and is associated with the Peace Officer Annuity and Benefit agency. Interested parties must submit their responses by the deadline of November 16, 2026.

Portfolio Management

POSTED

DEADLINE

PS- RFP for Investment Management Services & Custodianship for AL Peace Officers’ Annuity and Benefit Fund

Solicitation # SRC0000037379

The Alabama Peace Officers’ Annuity and Benefit Fund is soliciting proposals for investment management, consulting, and custodial services for a balanced portfolio valued at approximately 45 million dollars. The contract period runs from January 28, 2027, through September 30, 2028, with the option for two one-year renewal periods. The selected firm will be responsible for managing a portfolio consisting of 60 percent equities, 36 percent bonds, and 4 percent money market assets. Key performance goals include exceeding the average annual return of the Bloomberg A+ US Government/Credit Index for fixed income and the S&P Composite 1500 Stock Index for equities, with all individual fixed income securities maintaining a rating of A or better. Proposals must be submitted via Alabama Buys by November 16, 2026, at 4:30 PM CT. The evaluation process is based on five equally weighted categories: services offered, cost structure, experience, investment style, and the senior advisor's commitment to in-person attendance at monthly board meetings. Required documentation includes a proposal, statement of fees, minimum qualifications, a certificate of compliance, and a disclosure statement. Awardees must comply with the Beason-Hammon Alabama Taxpayer and Citizen Protection Act, provide proof of E-Verify enrollment, and maintain errors and omissions insurance. Compensation is paid quarterly in arrears based on the fair market value of the portfolio.

POSTED

DEADLINE

Ready to Pursue This Opportunity?

Get AI-powered intelligence on this solicitation and the ones like it

Every page of the solicitation package shredded into a compliance breakdown

AI-powered matching based on your capabilities and past performance

Competitor and incumbent history on the requirement

Automated alerts on amendments, Q&A deadlines, and award

Join 750+ contractors already using CLEATUS