This Solicitation opportunity from California was posted on September 15, 2026. The submission period has ended. Browse the details below for market research, or find similar active opportunities.

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RFQ#2626-004 Broker/Dealer Questionnaire & Certification

Closed

RFQ#2627-004State & Local

Submission Closed10/09/2026, 09:00:00 PM UTC

Contract Overview

Solicitation details, issuing organization, response deadlines, documents, and interested companies for this government contract opportunity.

Active Opportunities Like This One

NAICS: 523150

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Municipal Advisory Services

Solicitation # RFP-2026-028

Zone 7 is soliciting proposals for Municipal Advisory Services under RFP-2026-028 to secure a qualified consultant to serve as the sole municipal advisor for future debt issuances. The primary scope of work involves assisting the Agency with the issuance of debt to fund water treatment infrastructure, specifically the Mocho PFAS Treatment Plant, and the potential refunding of approximately 51.47 million dollars in outstanding 2018 Series A Water Revenue Bonds. The selected advisor will provide guidance on bond features, market timing, and financing structures, assist in selecting the financing team, and prepare continuing disclosure reports for the Electronic Municipal Market Access. The contract is intended to be a Standard Agreement for Professional Services with an initial one-year term from January 2027 to December 2027, with the possibility of two additional one-year extensions. Compensation will consist of a fixed transaction fee for bond refunding and hourly rates for on-call services reimbursed on a time-and-materials basis. To qualify, firms must be registered with the SEC and MSRB, authorized to do business in California, and possess at least five years of experience in municipal debt advisory services. Proposals are due by November 19, 2026, and will be evaluated based on qualifications, work plan, general response, references, and cost.

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RFQ For Investment Banking Services

Solicitation # 231690

The City of Los Angeles, through the Office of the City Administrative Officer, is soliciting Statements of Qualifications from firms to provide investment banking services for CAO-managed debt programs. The primary objective of this request is to update the Existing Qualified List by adding new firms or upgrading existing co-managers to senior manager roles. Selected firms will be utilized on an as-needed basis to perform debt structuring, remarketing, and the marketing and underwriting of bonds, commercial paper, and variable rate securities. All services must align with the City's financial policies and debt management standards. Proposals will be evaluated by a panel of City staff based on three weighted factors: experience with specific financing transactions (50%), general firm qualifications including assigned personnel (25%), and the firm's understanding of the City's financing needs and constraints (25%). The City may also conduct oral interviews with shortlisted firms. Submissions must be limited to 15 single-sided pages in 11-point Arial font and submitted via the Regional Alliance Marketplace for Procurement portal by November 20, 2026. Applicants must provide comprehensive documentation, including a cover letter specifying their preferred role and the types of financings they support, a detailed financing team list, and evidence of underwriting experience in California and nationwide since January 2021. Required certifications include compliance with the Iran Contracting Act of 2010, City Ethics Form 50, and the Child Support Ordinance. The City encourages participation from various business enterprises, including MBE, WBE, SBE, EBE, DVBE, and OBE firms, and requires disclosure of any disciplinary actions from the SEC, NASD, or other financial industry regulators.

City Administrative Officer, Office of the

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Municipal Underwriting / Bond & Investment Banking Services

Solicitation # RFQS 7400 BRS4000

The City of Austin is soliciting qualified firms to provide municipal underwriting, bond, and investment banking services to support future financing transactions, including new money and refunding. The scope of work covers several key credits, including General Obligation, Water and Wastewater System Revenue, Electric Utility System Revenue, Airport System Revenue, and Hotel Occupancy Tax Revenue. Selected firms will be responsible for evaluating and refining financial plans, identifying structuring alternatives, assisting with official statements, and coordinating closing arrangements with city staff, bond counsel, and trustee banks. To be eligible, firms must maintain active registration and good standing with the SEC and MSRB. The contract is awarded to the highest rated offerors based on a technical evaluation, with pricing to be negotiated after the selection process. Proposals must strictly adhere to an eleven page limit and a specific informational sequence. Key compliance requirements include adherence to the City of Austin Wage Theft Program, M/WBE procurement programs, and a certification against boycotting Israel. The agreement includes a holdover period not to exceed 180 days and requires specific insurance coverage, including Commercial General Liability of 1 million dollars per occurrence and 2 million dollars aggregate. Payment is processed within 30 calendar days of receipt of a proper invoice via credit card, check, or electronic funds transfer.

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Power District Public Infrastructure District No. 1- Financial Municipal Advisor

Solicitation # RA27-130

Power District Public Infrastructure District No. 1 is seeking proposals for a Financial Municipal Advisor under solicitation number RA27-130. All inquiries regarding this procurement must be submitted in writing via the Bonfire platform by November 6, 2026, at 5:00 PM MST. Final proposals are due through the same system no later than November 20, 2026, at 5:00 PM MST, with a single file upload limit of 1GB. This opportunity is issued and managed directly by Power District Public Infrastructure District No. 1 rather than the Division of Purchasing. Consequently, the contract award will not be posted on the central purchasing website, and interested vendors must contact the designated office identified in the solicitation for results. It is the sole responsibility of the vendor to review all solicitation requirements to ensure full compliance.

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MUNICIPAL ADVISOR SERVICES FOR BOND FINANCING

Solicitation # FN-2026-002

The City of Burbank is seeking proposals from qualified firms to provide professional municipal financial advisory services under solicitation number FN-2026-002. The scope of work encompasses comprehensive support for bond financing, including debt issuance planning, detailed financing analysis, transaction support during bond issuance, and post-issuance advisory services. Additionally, the selected firm may be required to provide ongoing financial advisory support on an as-needed basis to ensure the city's financing goals are met. Interested parties must submit their proposals by the closing date of November 16, 2026, at 4:00 PM PT. This local government opportunity is centered in Burbank, California, and requires firms to demonstrate their expertise in managing complex municipal debt structures. Further documentation and registration requirements can be accessed through the official procurement portal.

POSTED

DEADLINE

Investment Broker Dealer Services

Solicitation # RFQ 27-02

San Jacinto Community College District is soliciting sealed qualifications through RFQ 27-02 for professional investment broker-dealer services to be provided on an as-needed basis. The objective is to engage a firm that can assist the College in managing its investment portfolio while ensuring safety, liquidity, diversification, and yield. The selected provider must maintain a proficient working knowledge of the Texas Public Funds Investment Act and adhere to the College's specific investment policies. The contract is structured for an initial one-year term with four optional one-year renewals. Interested firms must submit their proposals via the IonWave portal by 2:00 PM on November 4, 2026. A complete submission requires a written proposal of no more than 20 pages, along with critical certifications including proof of membership in the Securities Investor Protection Corporation, registration with the Texas State Securities Board, and a FINRA report with a CRD number. Other mandatory documents include audited financial statements, a conflict of interest form, and proof of insurance. The evaluation process is based on a 140-point scale, with 100 points allocated to qualifications—covering firm history, experience with public entities, and personnel expertise—and 40 points allocated to interviews. All services must comply with federal, state, and local codes, and any personnel working at college facilities are required to wear visible identification. Primary contact for this solicitation is Farrah Khalil.

SAN JACINTO COLLEGE DISTRICT

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Request for Qualifications for Underwriter Services Reissued

Solicitation # 2139892

The New York State Department of Homes and Community Renewal is soliciting qualified firms to establish Prequalified Panels and a Selling Group Members list for the sale and issuance of bonds for HFA, SONYMA, MBBA, and TSFC. The procurement is structured into three tiers: Tier 1 Senior Managing Underwriters who lead the syndicate and manage the full underwriting process; Tier 2 Co-Managing Underwriters who support marketing and distribution; and Tier 3 Selling Group Members who distribute bonds without assuming underwriting risk. Firms must be registered with the SEC, FINRA, and/or the MSRB and are required to maintain a physical office in New York State. Selection is based on a composite score, with Tier 1 and Tier 2 applicants requiring at least 65 points, derived from a 90-point technical evaluation and a 10-point diversity assessment. The Agencies have established a 30 percent MWBE and 6 percent SDVOB contracting goal. Qualified firms must provide two years of audited financial statements and meet specific insurance requirements, including professional liability coverage of at least 1 million dollars per claim. Proposals must be submitted via email by November 12, 2026, and must adhere to strict formatting guidelines, including a combined 11-page limit for technical narratives. Prequalified firms will be subject to an annual recertification process to maintain their status on the panels.

NYS Department of Homes & Community Renewal

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DEADLINE

Municipal Debt Issuance and Official Statement ConsultantThe City of Linden Purchasing Department in New Jersey is seeking a subcontractor for a Municipal Debt Issuance and Official Statement Consultant role. The selected consultant will provide specialized financial advisory services to prime contractors, focusing on debt issuance assistance, the preparation of Official Statements, and the evaluation of underwriter proposals. These tasks require the use of municipal bond market data and financial modeling software to ensure accurate debt issuance strategies and comprehensive proposal reports. To be eligible, consultants must maintain professional standing and possess a valid Business Registration Certificate. The project is based in Linden, New Jersey, and falls under NAICS code 523150. Interested parties must submit their responses by the deadline of November 6, 2026.

City of Linden Purchasing Department

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RFSQ - SENIOR AND CO-MANAGER UNDERWRITER SERVICES

Solicitation # 13326

The County of San Diego is soliciting Statements of Qualifications (SOQs) to establish a five-year standing list of qualified firms to provide Senior and Co-Manager underwriter services on an as-needed basis. The County intends to award up to eight contracts in total, with a maximum of four for each position. The scope of work involves supporting the planning, structuring, marketing, pricing, sale, purchase, and closing of various County financings, including Commercial Paper programs and other directed instruments. Selected contractors must provide comprehensive marketing plans that identify key challenges, opportunities, and pricing objectives to ensure the lowest possible cost of borrowing, while also identifying rating agency concerns and the implications of issuing Green, Social, or Sustainable bonds. To avoid disqualification, offerors must meet mandatory minimum requirements, including attesting to SEC net capital requirements, holding all necessary federal and state licenses, and maintaining full compliance with municipal-securities regulations. Firms must demonstrate California-specific experience with required municipal financing instruments and provide evidence of relevant work completed within the last five years. Submissions must be uploaded via the BuyNet portal by November 16, 2026, and must include required forms such as the Offeror’s Cover Page (PC600) and Representations and Certifications (PC601). Final terms, conditions, and insurance requirements will be addressed in a subsequent second-step procurement phase.

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DEADLINE

EXT AIR | 50433 Credit Liquidity and Bond Purchase

Solicitation # SFGOV-0000011971

The San Francisco International Airport is seeking to establish a prequalified pool of commercial banks and financial institutions capable of providing credit or liquidity facilities to support the issuance of its bonds and commercial paper notes, or directly purchasing those bonds. This solicitation, identified as RFQ 50433, is open for proposals until May 31, 2028, but remains accessible through the date that is two months before the pool’s expiration, with submissions accepted via the Airport’s e-Procurement Portal. Proposers must demonstrate their financial stability and creditworthiness, and while prequalification does not guarantee a contract, it allows the Airport to select participants on an as-needed basis at its sole discretion. The initiative aims to secure reliable financial partners capable of ensuring liquidity and market confidence for the Airport’s debt instruments. The solicitation is administered by the City and County of San Francisco through its Airport Commission, with primary contact information provided through Matthew Lau and Alfy Wong. Although the initial proposal deadline is listed as August 21, 2026, the overall procurement period extends through June 1, 2031, allowing for a long-term engagement window. Participation requires submission of detailed information on institutional ratings and capacity to fulfill the financial obligations outlined, and all proposals must be submitted through the designated portal. Prequalified entities will be evaluated based on financial strength, market reputation, and ability to respond promptly when the Airport requires funding support, but no binding agreements are created through this process. The Airport retains full authority to determine the timing, size, and terms of any future transactions with members of the prequalified pool.

San Francisco International Airport

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DEADLINE

RFQ 50433 - Credit and/or Liquidity Facilities and/or Making a Direct Purchase of Bonds

Solicitation # 50433

The San Francisco International Airport is conducting Request for Qualifications RFQ 50433 to establish a prequalified pool of financial institutions to support the Airport Commission's financing needs. The scope of work involves identifying Providers capable of offering credit, liquidity, or alternative credit facilities to support variable rate bonds and commercial paper notes, as well as making direct purchases of bonds and notes. Inclusion in the pool does not guarantee a contract but allows the Commission to solicit further proposals and negotiate terms on an as-needed basis. The prequalified pool is valid for two years, with a possible extension for an additional two years, while resulting contracts may have terms up to ten years. To qualify for the pool, applicants must pass a binary evaluation based on two mandatory minimum qualifications regarding credit ratings from at least two nationally recognized agencies. Long-term ratings must be at least A2 for Moody's, A for S&P, or A for Fitch, and short-term ratings must be at least P-1 for Moody's, A-1 for S&P, or F1 for Fitch. Selected Providers must also undergo a cybersecurity risk assessment, which may include a SOC-2 Type 2 report, and comply with the City's Mandatory Green Purchasing Requirements and the Health Care Accountability Ordinance. The final deadline for submissions is May 31, 2028, and all selected providers and facilities remain subject to Commission approval.

POSTED

DEADLINE

Municipal Advisory Services

Solicitation # 30001054:26053RFQ:cbc8d7d2

Clinton National Airport is soliciting proposals for an experienced, independent Municipal Advisor to provide specialized expertise in aviation finance and municipal securities. The selected company will serve as a fiduciary, offering guidance on airport revenue bonds, debt structuring, credit analysis, and financial products supported by Passenger Facility Charges. The awarded advisor will work in a collaborative capacity alongside bond counsel, financial consultants, and other professionals to manage municipal securities transactions. This solicitation, identified by number 30001054:26053RFQ:cbc8d7d2, remains open for responses until December 2, 2026.

Clinton National Airport

POSTED

almost 57 years ago

DEADLINE

in 29 days

AI Contract Overview

The City of Redondo Beach is soliciting qualifications from broker/dealers to establish an Approved List of firms to invest the proceeds of the Measure FP General Obligation Bonds. This voter-approved measure totals 93,350,000 dollars and is dedicated to the reconstruction of two fire stations and the modernization of police facilities. The City anticipates issuing the bonds in early November 2026, with investments managed through a competitive shopping process aligned with the project draw schedule and future rebalancing needs. Because the City will not utilize an independent registered municipal advisor, selected broker/dealers will not have an exemption from the Municipal Advisor Rule. Qualified firms must be licensed to do business in California, registered with FINRA, and compliant with SEC Rule 15c3-1. Evaluation criteria include the firm's status as a Primary Government Securities Dealer with the Federal Reserve Bank of New York, their experience serving the California public sector, and their internal compliance systems for ensuring investments adhere to the City's Investment Policy. Applicants are required to submit a detailed questionnaire, FOCUS reports, audited financial statements, and a signed Certificate of Receipt and Understanding of the City's Investment Policy. Additionally, firms must disclose any political contributions in accordance with MSRB Rule G-37. Responses are due by October 9, 2026.

General Info

Redondo Beach seeks qualified broker/dealers to invest 93.35 million dollars in bond proceeds.

Agency

California → City Treasurer's Office

NAICS

523150 - Investment Banking and Securities Intermediation

Place of Performance

CA, USA

Set-Aside

NONE

Documents

5 pages · rfq

High

AI Contract Breakdown

Uniform Contract Format

Timeline

1 update

PhaseClosed

PostedSep 15

Solicitation

Notice updatedSep 15

The notice title changed.

Response DeadlineOct 9

Deadline has passed

Submission Closed

10/09/2026, 09:00:00 PM UTC

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Organization & Contact Information

AgencyCalifornia → City Treasurer's Office

Contacts1 person available

OfficeRedondo Beach, CA, 90277, USA

Organization / AgencyCalifornia → City Treasurer's Office

Office AddressRedondo Beach, CA, 90277, USA

Contacts

Robert NormanAdministrative Analyst

contact@example.gov

+1 (555) 000-0000

Interested Companies (16)

Suttles Plumbing and MechanicalSimi Valley, CA

Maurer MarineCosta Mesa, CA

FHN Financial Capital MarketsMemphis, TN

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Full Description

The City of Redondo Beach ("City") is seeking responses from broker/dealers interested in working with the City to invest the proceeds of its upcoming Measure FP General Obligation Bonds ("the bonds"). The City's Measure FP Project is a November 5, 2024 voter-approved $93,350,000 general obligation (GO) bond measure to fund the reconstruction of two fire stations and the modernization of police facilities to enhance public safety operations. Broker/dealers transacting with the City to invest Measure FP proceeds will not have an exemption or exception to operate under the Municipal Advisor Rule as the City will not be utilizing an independent registered municipal advisor (IRMA) to advise on investing the proceeds. Based on the City's review, a select number of firms will be added to the City's Approved List of Broker/Dealers. Selected broker/dealers will be asked to complete and sign a certificate of receipt and understanding (attached) of the City's Investment Policy as the Policy will serve as the Permissible Investments for the bonds. The City's current Investment Policy is available on the City Treasurer's website: https://www.redondo.org/departments/city_treasurer/index.php . The City anticipates issuing the bonds in early November 2026 and investing the proceeds via a competitive shopping process aligned with the draw schedule shortly thereafter. We anticipate using the selected broker/dealers for any future rebalancing.