This Solicitation opportunity from Oregon was posted on October 23, 2024. The submission period has ended. Browse the details below for market research, or find similar active opportunities.

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Underwriting & Investment Banking Services RFP

Closed

S-17000-00011911State & Local

Submission Closed11/22/2024, 12:00:00 AM UTC

Contract Overview

Solicitation details, issuing organization, response deadlines, documents, and interested companies for this government contract opportunity.

Active Opportunities Like This One

NAICS: 523150

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SLED

Municipal Underwriting / Bond & Investment Banking Services

Solicitation # RFQS 7400 BRS4000

The City of Austin is soliciting qualified firms to provide municipal underwriting, bond, and investment banking services to support future financing transactions, including new money and refunding. The scope of work covers several key credits, including General Obligation, Water and Wastewater System Revenue, Electric Utility System Revenue, Airport System Revenue, and Hotel Occupancy Tax Revenue. Selected firms will be responsible for evaluating and refining financial plans, identifying structuring alternatives, assisting with official statements, and coordinating closing arrangements with city staff, bond counsel, and trustee banks. To be eligible, firms must maintain active registration and good standing with the SEC and MSRB. The contract is awarded to the highest rated offerors based on a technical evaluation, with pricing to be negotiated after the selection process. Proposals must strictly adhere to an eleven page limit and a specific informational sequence. Key compliance requirements include adherence to the City of Austin Wage Theft Program, M/WBE procurement programs, and a certification against boycotting Israel. The agreement includes a holdover period not to exceed 180 days and requires specific insurance coverage, including Commercial General Liability of 1 million dollars per occurrence and 2 million dollars aggregate. Payment is processed within 30 calendar days of receipt of a proper invoice via credit card, check, or electronic funds transfer.

POSTED

DEADLINE

MUNICIPAL ADVISOR SERVICES FOR BOND FINANCING

Solicitation # FN-2026-002

The City of Burbank is seeking proposals from qualified firms to provide professional municipal financial advisory services under solicitation number FN-2026-002. The scope of work encompasses comprehensive support for bond financing, including debt issuance planning, detailed financing analysis, transaction support during bond issuance, and post-issuance advisory services. Additionally, the selected firm may be required to provide ongoing financial advisory support on an as-needed basis to ensure the city's financing goals are met. Interested parties must submit their proposals by the closing date of November 16, 2026, at 4:00 PM PT. This local government opportunity is centered in Burbank, California, and requires firms to demonstrate their expertise in managing complex municipal debt structures. Further documentation and registration requirements can be accessed through the official procurement portal.

POSTED

DEADLINE

Investment Broker Dealer Services

Solicitation # RFQ 27-02

San Jacinto Community College District is soliciting sealed qualifications through RFQ 27-02 for professional investment broker-dealer services to be provided on an as-needed basis. The objective is to engage a firm that can assist the College in managing its investment portfolio while ensuring safety, liquidity, diversification, and yield. The selected provider must maintain a proficient working knowledge of the Texas Public Funds Investment Act and adhere to the College's specific investment policies. The contract is structured for an initial one-year term with four optional one-year renewals. Interested firms must submit their proposals via the IonWave portal by 2:00 PM on November 4, 2026. A complete submission requires a written proposal of no more than 20 pages, along with critical certifications including proof of membership in the Securities Investor Protection Corporation, registration with the Texas State Securities Board, and a FINRA report with a CRD number. Other mandatory documents include audited financial statements, a conflict of interest form, and proof of insurance. The evaluation process is based on a 140-point scale, with 100 points allocated to qualifications—covering firm history, experience with public entities, and personnel expertise—and 40 points allocated to interviews. All services must comply with federal, state, and local codes, and any personnel working at college facilities are required to wear visible identification. Primary contact for this solicitation is Farrah Khalil.

SAN JACINTO COLLEGE DISTRICT

POSTED

DEADLINE

Request for Qualifications for Underwriter Services Reissued

Solicitation # 2139892

The New York State Department of Homes and Community Renewal is soliciting qualified firms to establish Prequalified Panels and a Selling Group Members list for the sale and issuance of bonds for HFA, SONYMA, MBBA, and TSFC. The procurement is structured into three tiers: Tier 1 Senior Managing Underwriters who lead the syndicate and manage the full underwriting process; Tier 2 Co-Managing Underwriters who support marketing and distribution; and Tier 3 Selling Group Members who distribute bonds without assuming underwriting risk. Firms must be registered with the SEC, FINRA, and/or the MSRB and are required to maintain a physical office in New York State. Selection is based on a composite score, with Tier 1 and Tier 2 applicants requiring at least 65 points, derived from a 90-point technical evaluation and a 10-point diversity assessment. The Agencies have established a 30 percent MWBE and 6 percent SDVOB contracting goal. Qualified firms must provide two years of audited financial statements and meet specific insurance requirements, including professional liability coverage of at least 1 million dollars per claim. Proposals must be submitted via email by November 12, 2026, and must adhere to strict formatting guidelines, including a combined 11-page limit for technical narratives. Prequalified firms will be subject to an annual recertification process to maintain their status on the panels.

NYS Department of Homes & Community Renewal

POSTED

DEADLINE

The New Jersey Turnpike Authority is seeking proposals for investment banking services under solicitation number 49458, specifically focusing on the establishment of Senior Manager and Co-Manager pools. This solicitation, identified as RM-204558, is open for responses until October 29, 2026, at 6:00 PM. The contract is categorized as a solicitation for a state and local government entity with the place of performance located within New Jersey. Interested parties can find further details and submission guidelines through the provided Bid Express portal.

New Jersey Turnpike Authority

POSTED

DEADLINE

Salt Lake City Corporation Department of Airports Bond Underwriting Services

Solicitation # SLCAIR26018

The Salt Lake City Corporation Department of Airports is seeking proposals from qualified firms to establish a pool of bond underwriters for the Salt Lake City International Airport. This solicitation, identified as SLCAIR26018, aims to secure professional financial services to manage bond underwriting requirements for the airport's infrastructure and operational needs. Interested parties must submit their responses by the deadline of October 30, 2026, at 8:00 PM. The opportunity was officially posted on October 8, 2026, and is managed through the state of Utah's procurement system.

POSTED

DEADLINE

Municipal Debt Issuance and Official Statement ConsultantThe City of Linden Purchasing Department in New Jersey is seeking a subcontractor for a Municipal Debt Issuance and Official Statement Consultant role. The selected consultant will provide specialized financial advisory services to prime contractors, focusing on debt issuance assistance, the preparation of Official Statements, and the evaluation of underwriter proposals. These tasks require the use of municipal bond market data and financial modeling software to ensure accurate debt issuance strategies and comprehensive proposal reports. To be eligible, consultants must maintain professional standing and possess a valid Business Registration Certificate. The project is based in Linden, New Jersey, and falls under NAICS code 523150. Interested parties must submit their responses by the deadline of November 6, 2026.

City of Linden Purchasing Department

POSTED

DEADLINE

RFSQ - SENIOR AND CO-MANAGER UNDERWRITER SERVICES

Solicitation # 13326

The County of San Diego is soliciting Statements of Qualifications (SOQs) to establish a five-year standing list of qualified firms to provide Senior and Co-Manager underwriter services on an as-needed basis. The County intends to award up to eight contracts in total, with a maximum of four for each position. The scope of work involves supporting the planning, structuring, marketing, pricing, sale, purchase, and closing of various County financings, including Commercial Paper programs and other directed instruments. Selected contractors must provide comprehensive marketing plans that identify key challenges, opportunities, and pricing objectives to ensure the lowest possible cost of borrowing, while also identifying rating agency concerns and the implications of issuing Green, Social, or Sustainable bonds. To avoid disqualification, offerors must meet mandatory minimum requirements, including attesting to SEC net capital requirements, holding all necessary federal and state licenses, and maintaining full compliance with municipal-securities regulations. Firms must demonstrate California-specific experience with required municipal financing instruments and provide evidence of relevant work completed within the last five years. Submissions must be uploaded via the BuyNet portal by November 16, 2026, and must include required forms such as the Offeror’s Cover Page (PC600) and Representations and Certifications (PC601). Final terms, conditions, and insurance requirements will be addressed in a subsequent second-step procurement phase.

POSTED

DEADLINE

Financial Advisor Services

Solicitation # 26-028

The Douglas County Board of Commissioners has issued Solicitation No. 26-028, a Request for Proposal seeking qualified and experienced firms to provide Financial Advisor Services. The selected advisor or advisors will serve two primary functions: assisting the County in reviewing and developing financial policies, programs, and sustainability plans—including maintenance and replacement funds—and providing expertise in structuring and issuing bonds or private placement debt to fund significant capital needs. Key responsibilities include performing debt capacity and affordability analyses, providing credit rating services, and attending Board or committee meetings as requested. The advisor must maintain strict independence from underwriters, lenders, and investment providers while performing services with professional skill and care. Proposals must be submitted electronically via BidNet no later than October 28, 2026, at 2:00 PM EST. The County will utilize a two-stage evaluation process, beginning with a written proposal evaluation worth 100 points, followed by optional interviews or presentations. Award decisions will be based on the most advantageous and best value proposal. Bidders are required to submit several mandatory certifications, including drug-free workplace, non-discrimination, E-Verify, and debarment forms, and must disclose any potential conflicts of interest. Pricing should be submitted using the provided fee proposal form, which includes monthly rates and transaction fees for specific financing services. The winning respondent must also comply with various legal and safety standards, including OSHA regulations and requirements for payment and performance bonds for subcontractors with contracts exceeding $50,000.

Douglas County Board of Commissioners

POSTED

DEADLINE

EXT AIR | 50433 Credit Liquidity and Bond Purchase

Solicitation # SFGOV-0000011971

The San Francisco International Airport is seeking to establish a prequalified pool of commercial banks and financial institutions capable of providing credit or liquidity facilities to support the issuance of its bonds and commercial paper notes, or directly purchasing those bonds. This solicitation, identified as RFQ 50433, is open for proposals until May 31, 2028, but remains accessible through the date that is two months before the pool’s expiration, with submissions accepted via the Airport’s e-Procurement Portal. Proposers must demonstrate their financial stability and creditworthiness, and while prequalification does not guarantee a contract, it allows the Airport to select participants on an as-needed basis at its sole discretion. The initiative aims to secure reliable financial partners capable of ensuring liquidity and market confidence for the Airport’s debt instruments. The solicitation is administered by the City and County of San Francisco through its Airport Commission, with primary contact information provided through Matthew Lau and Alfy Wong. Although the initial proposal deadline is listed as August 21, 2026, the overall procurement period extends through June 1, 2031, allowing for a long-term engagement window. Participation requires submission of detailed information on institutional ratings and capacity to fulfill the financial obligations outlined, and all proposals must be submitted through the designated portal. Prequalified entities will be evaluated based on financial strength, market reputation, and ability to respond promptly when the Airport requires funding support, but no binding agreements are created through this process. The Airport retains full authority to determine the timing, size, and terms of any future transactions with members of the prequalified pool.

San Francisco International Airport

POSTED

DEADLINE

RFQ 50433 - Credit and/or Liquidity Facilities and/or Making a Direct Purchase of Bonds

Solicitation # 50433

The San Francisco International Airport is conducting Request for Qualifications RFQ 50433 to establish a prequalified pool of financial institutions to support the Airport Commission's financing needs. The scope of work involves identifying Providers capable of offering credit, liquidity, or alternative credit facilities to support variable rate bonds and commercial paper notes, as well as making direct purchases of bonds and notes. Inclusion in the pool does not guarantee a contract but allows the Commission to solicit further proposals and negotiate terms on an as-needed basis. The prequalified pool is valid for two years, with a possible extension for an additional two years, while resulting contracts may have terms up to ten years. To qualify for the pool, applicants must pass a binary evaluation based on two mandatory minimum qualifications regarding credit ratings from at least two nationally recognized agencies. Long-term ratings must be at least A2 for Moody's, A for S&P, or A for Fitch, and short-term ratings must be at least P-1 for Moody's, A-1 for S&P, or F1 for Fitch. Selected Providers must also undergo a cybersecurity risk assessment, which may include a SOC-2 Type 2 report, and comply with the City's Mandatory Green Purchasing Requirements and the Health Care Accountability Ordinance. The final deadline for submissions is May 31, 2028, and all selected providers and facilities remain subject to Commission approval.

Finance

POSTED

3 months ago

DEADLINE

in over 1 year

AI Contract Overview

The Oregon State Treasury is seeking proposals from qualified firms registered with the SEC, FINRA, or MSRB to provide underwriting and investment banking services related to the future issuance of bonds by the State of Oregon and its agencies. The contract involves roles such as Senior Manager Underwriters, Co-Senior Manager Underwriters, Co-Manager Underwriters, and Selling Group Members, with the goal of facilitating bond issuance processes. The solicitation, titled "Underwriting & Investment Banking Services RFP," was posted on October 23, 2024, with a response deadline of November 22, 2024. The contract size is estimated to range between five million and twenty million dollars. Interested firms can find additional details and submit proposals through the Oregon Buys website, and inquiries can be directed via email or phone to the designated contact.

General Info

Agency

Oregon State Treasury

NAICS

523150 - Investment Banking and Securities Intermediation

Place of Performance

OR, USA

Set-Aside

NONE

Documents

RFP 170-4434-24 Attachment C Proposer Information and Certification Sheet

proposer-certification-sheet

High

RFP 170-4434-24 Attachment D - Diversity Inclusion Employer Information Report

sow

High

RFP 170-4434-24 Attachment E Experience Worksheet

sow

High

RFP 170-4434-24 Attachment G - Responsibility Inquiry Form

responsibility-inquiry-form

High

RFP 170-4434-24 Exhibit A - State of Oregon Bond Purchase Agreement 2024

contract-document

High

RFP 170-4434-24 Proposer Information and Role Application

rfp

High

RFP 170-4434-24 Treasury Bond Sale Policies and Procedures

sow

High

RFP 170-4434-24 Underwriting and Investment Banking Services for State of Oregon Bonds

rfp

High

RFP 170-4434-24 Attachment B - Disclosure Exemption Certificate

other

Low

RFP 170-4434-24 Attachment F - COBID Certification Outreach Form

other

Low

AI Contract Breakdown

Uniform Contract Format

Contract not broken down yet

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Timeline

PhaseClosed

PostedOct 23

Solicitation

Response DeadlineNov 22

Deadline has passed

Submission Closed

11/22/2024, 12:00:00 AM UTC

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Organization & Contact Information

AgencyOregon State Treasury

Contacts1 person available

OfficeN/A

Organization / AgencyOregon State Treasury

Office AddressN/A

Contacts

contact@example.gov

+1 (555) 000-0000

Full Description

Treasury seeks Proposals from qualified firms, registered with the SEC, the Financial Industry Regulatory Authority, Inc. (FINRA) or the Municipal Securities Rulemaking Board (MSRB), to serve as Senior Manager Underwriters, Co-Senior Manager Underwriters, Co-Manager Underwriters, and Selling Group Members in connection with the proposed future issuance of bonds by the State of Oregon and its agencies.